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1:29
The White Law Group is a national securities arbitration and investor protection law firm. For more information about our firm or the information in this video feel free to visit our website at *******www.whitesecuritieslaw**** or call our Chicago offices at 312-238-9650. We are proud to present this video providing information to the investing public about being invested by a financial professional in unsuitable investments. Not all investments are suitable for every investor and it is the responsibility of the broker-dealer to advise their clients to invest in sectors and products suitable for each individual. It is important for investors to understand the way their financial professionals are investing their money and when those practices may be against industry regulations.
23 Sep 2011
275
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1:41
Seniors are overconfident in their ability to protect themselves from financial abuse. Over two-thirds of those committing elder financial abuse are related to the victim in some way. Just 1 in 44 elder financial abuse cases are reported. Ninety-seven percent of senior financial fraud goes undetected until serious harm is uncovered. Over 50 percent of people believe loved ones will not recognize or report financial abuse. Indicators of elder financial abuse Unexpected withdrawals from a bank or brokerage account Changing power of attorney or beneficiaries on an account • Loans made by the elderly person to their broker • Unnecessary expenses that cause withdrawal of funds • Transactions occurring without consultation • Unexpected changes to a will or trust documents • Purchases investments that are out of character for the elderly person • Broker fraud is often involved in elder financial abuse cases Unsuitable Investments Failing to advance reasonable investment objectives Breach of Fiduciary Duty Failing to act in the client’s best interest Failure to Supervise Failure of the brokerage firm to implement a reasonable system of supervision designed to detect and prevent misconduct from occurring in an account Broker Theft Taking money from a client’s account for personal use Elderly investors are particularly vulnerable to fraud. Elderly investors can take action against financial institutions and brokerages Call today to consult with an elder financial abuse attorney at Wolper Law Firm Wolper Law Firm, P.A. 1250 S Pine Island Rd Suite 325 Plantation, FL 33324 (800) 931-8452 (954) 406-1231
13 Jun 2019
68
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2:07
The White Law Group is a national securities arbitration and investor protection law firm. For more information about our firm or the information in this video feel free to visit our website at *******www.whitesecuritieslaw**** or call our Chicago offices at 312-238-9650. We are proud to present this video about securities regulation issues involving variable annuities. It may assist investors in understanding when the sale of variable annuities may be in violation of securities regulations.
23 Sep 2011
176
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1:56
The White Law Group is a national securities arbitration and investor protection law firm. For more information about our firm or the information in this video feel free to visit our website at *******www.whitesecuritieslaw**** or call our Chicago offices at 312-238-9650. We are proud to present this video providing information to the investing public about non-traded REITs and when the sale of these REIT investments may be inappropriate for certain investors.
23 Sep 2011
217
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1:37
Find out what the common causes of investment loss are. Are you an investor that has experienced an investment loss due to a broker or financial advisor negligence? The Wolper Law Firm is a client focused law firm devoted to recovering investment losses on behalf of aggrieved investors. We pursue claims nationwide and in all forums, including arbitration before the Financial Industry Regulatory Authority (FINRA), American Arbitration Association (AAA) and JAMS. We also pursue claims in state and federal courts. Call today to speak with a securities and investment fraud lawyer at Wolper law Firm Wolper Law Firm, P.A. 1776 N Pine Island Rd #224 Plantation, FL 33322 (954) 406-1231
4 Mar 2019
43
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